Internal Audit

The purpose of the internal audit function is to provide independent, objective assurance and consulting services designed to add value and improve the Organization’s operations. It helps the Organization accomplish its objectives and maintain a strong internal control framework through a systematic and disciplined approach to evaluating and improving the effectiveness of risk management, control and overall management processes.

IOM is committed to publish the results of its internal audits for the sake of better transparency and accountability alongside the UN and other international agencies starting 2018 with the disclosure of Executive Summaries of Internal Audit reports released from 2017 onwards.

Executive Summaries of Internal Audit Reports

AUDIT NUMBER ISSUE DATE TITLE OF AUDIT REPORT AUDIT RATING TYPE OF AUDIT MANAGEMENT RESPONSE AND ACTIONS

CO201901

16-Jul-20

IOM Bogota

Partially Effective

Country Office

--

SN201902

26-Feb-20

IOM Dakar

Partially Effective

Country Office

--

SN201901

10-Jan-20

IOM RO Dakar

Partially Effective

Regional Office

--

AT201901

26-Dec-19

IOM RO Vienna

Partially Effective

Regional Office

--

PE201901

18-Oct-19

IOM Lima

Largely Ineffective

Country Office

--
3P201901 30-Sep-20 Management of Implementing Partners in IOM Partially Effective Policies, Processes and Programmes --
3P201907 29-Jun-20 Migrants Personal Data Protection and Security Partially Effective Policies, Processes and Programmes --
UG201901 31-Mar-20 IOM Kampala Largely Ineffective Country Office --
ZW201901 25-Mar-20 IOM Harare Partially Effective Country Office --
3P201902 16-Jan-20 Global Emergency Response Level 3 Partially Effective Policies, Processes and Programmes --
NO201901 6-Nov-19 IOM Oslo Partially Effective Country Office --
KE201801 01-Nov-19 IOM Nairobi Partially Effective Country Office

Nairobi Management Response and Actions - September 2020

PA201803 09-Aug-19 Regional Accounting Support Partially Effective Policies, Processes and Programmes --
KE201802 07-Aug-19 IOM RO Nairobi Partially Effective Regional Office

Nairobi Regional Office Management Response and Actions - May 2020

GT201801 04-Jul-19 IOM Ciudad Largely Ineffective  Country Office

Ciudad Management Response and Actions - December 2020

CN201901 3-Jul-19 IOM Beijing Partially Effective Country Office --
SS201801 14-Jun-19 IOM Juba Partially Effective Country Office Juba Management Response and Actions - January 2021
CR201801 29-May-19 IOM RO San Jose

Largely Ineffective

Regional Office

Regional Office San Jose Regional Office Management Response and Action - July 2020

NL201801 15-May-19 IOM The Hague Substantially Effective Country Office The Hague Management Response and Actions - June 2020
ET201801 15-May-19 IOM Addis Ababa Partially Effective Country Office Addis Ababa Management Response and Actions - December 2020
HU201801 08-Apr-19 IOM Budapest Partially Effective Country Office Budapest Management Response and Actions - December 2020
TH201801 05-Apr-19 IOM Bangkok Partially Effective Country Office

Bangkok Management Response and Actions - December 2020

TH201802 05-Apr-19 IOM RO Bangkok Partially Effective Regional Office Bangkok Regional Office Management Response and Actions - May 2020
GW201801 06-Mar-19 IOM Bissau Largely Ineffective Country Office Bissau Management Response and Actions - June 2020
DZ201801 06-Mar-19 IOM Algiers Partially Effective Country Office Algiers Management Response and Actions - November 2020
SD201801 06-Mar-19 IOM Khartoum Largely Ineffective Country Office Khartoum Management Response and Actions - June 2020
RO201801 05-Mar-19 IOM Bucharest Partially Effective Country Office Bucharest Management Response and Actions - September 2019
TR201801 05-Mar-19 IOM Ankara Partially Effective Country Office Ankara Management Response and Actions - December 2019
NG201801 05-Mar-19 IOM Abuja Largely Ineffective Country Office Abuja Management Response and Actions - December 2019
PA201801 15-Feb-19 Personnel Administration Partially Effective Policies, Processes and Programmes

Personnel Administration Management Response and Actions - January 2021

PA201802 15-Feb-19 MHRO Payroll function Partially Effective Policies, Processes and Programmes MHRO Payroll Function Management Response and Actions - January 2021
BE201801 15-Feb-19 IOM Brussels Partially Effective Country Office

Brussels Management Response and Actions - December 2020

BE201802 15-Feb-19 IOM RO Brussels Partially Effective Regional Office

Brussels Regional Office Management Response and Actions - December 2020

AF201801 15-Feb-19 IOM Kabul Partially Effective Country Office

Kabul Management Response and Actions - December 2020

ES201801 15-Feb-19 IOM Madrid Partially Effective Country Office

Madrid Management Response and Actions - December 2020

MY201801 11-Jan-19 IOM Kuala Lumpur Substantially Effective Country Office Kuala Lumpur Management Response and Actions - May 2020
RS201801 28-Dec-18 IOM Belgrade Substantially Effective Country Office

Belgrade Management Response and Actions - October 2020

ZM201801 20-Dec-18 IOM Lusaka Partially Effective Country Office

Lusaka Management Response and Actions - October 2020

PH201701 13-Dec-18 Migration Health Asesment Programme Partially Effective Policies, Processes and Programmes --
PA201702 06-Nov-18 Donor Reporting Partially Effective Policies, Processes and Programmes --
FR201801 30-Oct-18 IOM Paris Partially Effective Country Office

Paris Management Response and Actions - October 2020

PG201801 29-Oct-18 IOM Port Moresby Partially Effective Country Office

Port Moresby Management Response and Actions - October 2020

IQ201801 24-Oct-18 IOM Baghdad Partially Effective Country Office

Baghdad Management Response and Actions - October 2020

GM201701 26-Sep-18 IOM Banjul Largely Ineffective  Country Office

Banjul Management Response and Actions - October 2020

CF201701 23-Aug-18 IOM Bangui Largely Ineffective  Country Office

Bangui Management Response and Actions - October 2020

SO201701 20-Aug-18 IOM Mogadishu Largely Ineffective  Country Office

Mogadishu Management Response and Actions - October 2020

DE201701 06-Jul-18 IOM Berlin Partially Effective Country Office --
PH201702 03-Jul-18 Treasury in Headquarters --- Policies, Processes and Programmes --
PH201801 30-Jun-18 IOM Manila Largely Ineffective  Country Office Manila Management Response and Action - October 2019
GN201701 16-May-18 IOM Conakry Partially Effective Country Office --
RU201701 30-Apr-18 IOM Moscow Partially Effective Country Office --
GR201701 26-Apr-18 IOM Athens Partially Effective Country Office --
TJ201701 26-Apr-18 IOM Dushanbe Partially Effective Country Office --
AR201701 26-Apr-18 IOM Buenos Aires Partially Effective Country Office --
BA201701 26-Apr-18 IOM Sarajevo Substantially Effective Country Office --
JM201701 21-Feb-18 IOM Kingston Largely Ineffective  Country Office Kingston Management Response and Actions - January 2020
AR201702 20-Feb-18 IOM RO Buenos Aires Partially Effective Regional Office --
EG201701 20-Feb-18 IOM Cairo Partially Effective Country Office --
TN201701 20-Feb-18 IOM Tunis Substantially Effective Country Office --
DO201701 11-Dec-17 IOM Sto. Domingo Partially Effective Country Office --
MW201701 09-Oct-17 IOM Lilongwe Largely Ineffective  Country Office

Lilongwe Management Response and Actions - June 2020

EG201702 09-Oct-18 IOM RO Cairo Partially Effective Regional Office --
JO201701 29-Sep-17 IOM Amman Partially Effective Country Office --
TM201701 29-Sep-17 IOM Ashgabad Substantially Effective Country Office --
YE201701 28-Sep-17 IOM Sanaa Largely Ineffective  Country Office Sana'a Management Response and Action - October 2019
HT201701 22-Sep-17 IOM Port-au-Prince Partially Effective Country Office --
MK201701 06-Sep-17 IOM Skopje Partially Effective Country Office --
MG201701 29-Aug-17 IOM Antananarivo Partially Effective Country Office --
BY201701 14-Aug-17 IOM Minsk Substantially Effective Country Office --
NE201701 31-May-17 IOM Niger Partially Effective Country Office --
BF201701 31-May-17 IOM Ouagadougou Largely Ineffective  Country Office Ouagadougou Management Response and Actions - March 2019